Posts Tagged ‘FEI’

SEC Approved Multiple Compliance Guidance and Rules Documents For SOX, SMBs and Credit Rating Agencies

Thursday, May 24th, 2007

Yesterday the U.S. Securities and Exchange Commission (SEC) approved new guidance documents for SOX Section 404 compliance, modernization of smaller company capital — raising and disclosure requirements, and voted to adopt final rules to implement the Credit Rating Agency Reform Act of 2006.


Inefficient Compliance Activities Costs $$: Survey Says SOX Compliance Costs Were Down In 2006, But They Should Have Been Down More

Wednesday, May 23rd, 2007

On May 16 Financial Executives International (FEI) announced the results of their sixth Sarbanes-Oxley (SOX) compliance survey, based upon a poll of 200 companies subject to SOX. They’ll charge you $99 for the report if you aren’t an FEI member.
However, they give you some teasers on their site: