SEC Approved Multiple Compliance Guidance and Rules Documents For SOX, SMBs and Credit Rating Agencies

Yesterday the U.S. Securities and Exchange Commission (SEC) approved new guidance documents for SOX Section 404 compliance, modernization of smaller company capital — raising and disclosure requirements, and voted to adopt final rules to implement the Credit Rating Agency Reform Act of 2006.

Financial Executives International (FEI) has a nice write-up about these changes.

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