Do you work for a brokage house, have a subsidiary that is a brokerage house, or do any type of work with a brokerage house? If so, then you should be aware of the Securities and Exchange Commission (SEC) proposed changes to Regulation S-P in March of this year.
In general, the proposed amendments to Regulation S-P…
Posts Tagged ‘breach response’
SEC Regulation S-P Proposals To Improve The Security Of Customer Information Within Brokerage Shops
Friday, May 16th, 2008Be Prepared For Privacy Breaches!
Friday, December 21st, 2007This morning I did a podcast interview with bankinfosecurity and they already have it posted!
During the interview I answered and expanded upon five questions and issues:
Potential Personal Data Breach of 5.38 Million Individuals at Nissan in Japan
Tuesday, January 2nd, 2007I ran across an interesting news report,”Nissan data leak puts 5 million at risk”
I was surprised I did not see this report on any of U.S. news sites. The report is very vague. It just indicates a “leak” occurred between May 2003 and February 2004. A small excerpt:
Computer Stolen from Insurance Provider Has Personal Information About 1,200 Villanova University students and staff members
Tuesday, November 7th, 2006And yes…still another example of a laptop with clear text personally identifiable information (PII) being stolen.
Villanova University confirmed on 11/2 that a laptop with information about 1,200 of their students and staff members, along with other individuals not part of Villanova, was stolen from their auto insurer, Hilb, Rogal & Hobbs in September. Notifications went out to the involved individuals on October 26.
