Do you work for a brokage house, have a subsidiary that is a brokerage house, or do any type of work with a brokerage house? If so, then you should be aware of the Securities and Exchange Commission (SEC) proposed changes to Regulation S-P in March of this year.
In general, the proposed amendments to Regulation S-P…
Posts Tagged ‘SEC’
SEC Regulation S-P Proposals To Improve The Security Of Customer Information Within Brokerage Shops
Friday, May 16th, 2008Web Hackers Fined $15 Million by SEC
Sunday, June 3rd, 2007I remember reading in an issue of 2600 The Hacker Quarterly magazine several years back about how easy it is to commit crime, without being noticed, by hacking poorly secured web sites.
Hacking is often viewed to be a safe, almost anonymous, type of crime that is often very hard to pin upon one individual.
